-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F7NM1WqC9JGX2e+FyjvF2KqCeRUh7PahZfyMnXPYCn6a9bL6wMoyEY/7gwszeWf3 2QxTSJ/3y4jkv8SWt5guvg== 0000891618-97-000808.txt : 19970222 0000891618-97-000808.hdr.sgml : 19970222 ACCESSION NUMBER: 0000891618-97-000808 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970220 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CELERITEK INC/CA CENTRAL INDEX KEY: 0000919583 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770057484 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48009 FILM NUMBER: 97539875 BUSINESS ADDRESS: STREET 1: 3236 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089865060 MAIL ADDRESS: STREET 1: 3236 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MAYFIELD V CA LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0001034125 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 942922967 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94024 BUSINESS PHONE: 4158545560 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 AMENDMENT #1 TO SCHEDULE 13G 1 OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response.............14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* Celeritek, Inc. - ------------------------------------------------------------------------------- (NAME OF ISSUER) Common Stock - ------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 150926103 - ------------------------------------------------------------------------------- (CUSIP NUMBER) *The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) 2 CUSIP NO. 150926103 13G 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mayfield V, a California Limited Partnership 94-2922967 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER N/A-SEE ITEM 5 NUMBER OF ------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY N/A-SEE ITEM 5 OWNED BY EACH ------------------------------------------------ REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH N/A-SEE ITEM 5 ------------------------------------------------ 8 SHARED DISPOSITIVE POWER N/A-SEE ITEM 5 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON N/A-SEE ITEM 5 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 N/A-SEE ITEM 5 - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT 3 ITEM 1. (a) Name of Issuer: Celeritek, Inc. (b) Address of Issuer's Principal Executive Offices: 3236 Scott Boulevard Santa Clara, CA 95051 ITEM 2. (a) Name of Person(s) Filing: Mayfield V, a California Limited Partnership (b) Address of Principal Office: The Mayfield Fund 2800 Sand Hill Road Menlo Park, CA 94025 (c) Citizenship: The entity listed in Item 2(a) is a California Limited Partnership. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 150926103 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON IS A: (a) / / Broker or Dealer registered under Section 15 of the Act (b) / / Bank as defined in section 3(a)(6) of the Act (c) / / Insurance Company as defined in section 3(a)(19) of the Act (d) / / Investment Company registered under section 8 of the Investment Company Act (e) / / Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, see Section 240.13d-1(b)(1)(ii)(F) 4 (g) / / Parent Holding Company, in accordance with Section 240.13d-1 (b)(ii)(G) (Note: See Item 7) (h) / / Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) N/A ITEM 4. OWNERSHIP The information regarding ownership as set forth in Items 5-9 of Page 2 hereto, is hereby incorporated by reference. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class securities, check the following /X/ ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP N/A ITEM 10. CERTIFICATION N/A 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 1997 --------------------------------- Date MAYFIELD V, A California Limited Partnership By: /s/ George A. Pavlov George A. Pavlov, Authorized Signatory EXHIBITS A-Statement Appointing Designated Filer and Authorized Signatory 6 EXHIBIT A STATEMENT APPOINTING DESIGNATED FILER AND AUTHORIZED SIGNATORY Each of the undersigned entities and individuals (collectively, the "Reporting Persons") hereby designates the entity listed in Column II of EXHIBIT A hereto, or such other person or entity as is designated in writing by George A. Pavlov (any such entity is referred to as the "Designated Filer") as the beneficial owner to make filings of Schedules 13D and 13G (and any amendments thereto) pursuant to Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") and of Forms 3, 4 and 5 (and any amendments thereto) pursuant to Section 16(a) of the Exchange Act (collectively, the "Reports") with respect to the securities of the entities listed in Column I of EXHIBIT A hereto and with respect to the securities of any other entity whose securities are now, or hereafter become, publicly traded and whose securities are beneficially owned (directly or indirectly) both by such Reporting Person and by such Designated Entity (collectively, the "Companies"). Each Reporting Person hereby further authorizes and designates GEORGE A. PAVLOV (the "Authorized Signatory") to execute and file on behalf of such Reporting Person the Reports with respect to the securities of the Companies, including all Schedules 13D and 13G and Forms 3, 4 and 5, and any amendments thereto, that the Reporting Person may be required to file with the United States Securities and Exchange Commission as a result of the Reporting Person's ownership of, or transactions in securities of the Companies. The authority of the Designated Filer and the Authorized Signatory under this document with respect to each Reporting Person shall continue until such Reporting Person is no longer required to file Schedules 13D or 13G or Forms 3, 4 and 5 with respect to the Reporting Person's ownership of, or transactions in, the securities of the Companies, unless earlier revoked in writing. Each Reporting Person acknowledges that the Designated Filer and the Authorized Signatory are not assuming any of the Reporting Person's responsibilities to comply with Section 13(d) or Section 16 of the Exchange Act. Date: February 10, 1997 MAYFIELD IV, a California Limited Partnership By: /s/ George A. Pavlov --------------------------------------- Authorized Signatory Date: February 10, 1997 MAYFIELD V, a California Limited Partnership By: /s/ George A. Pavlov --------------------------------------- Authorized Signatory 7 Date: February 10, 1997 MAYFIELD VI INVESTMENT PARTNERS, a California Limited Partnership By: Mayfield VI Management Partners, a California Limited Partnership, Its General Partner By: /s/ George A. Pavlov --------------------------------------- Authorized Signatory Date: February 10, 1997 MAYFIELD VI MANAGEMENT PARTNERS, a California Limited Partnership By: /s/ George A. Pavlov --------------------------------------- Authorized Signatory Date: February 10, 1997 MAYFIELD VII a California Limited Partnership By: Mayfield VII Management Partners, a California Limited Partnership, Its General Partner By: /s/ George A. Pavlov --------------------------------------- Authorized Signatory Date: February 10, 1997 MAYFIELD VII MANAGEMENT PARTNERS, a California Limited Partnership By: /s/ George A. Pavlov --------------------------------------- Authorized Signatory 8 Date: February 10, 1997 MAYFIELD VIII, a California Limited Partnership By: Mayfield VIII Management, L.L.C., Its General Partner By: /s/ George A. Pavlov --------------------------------------- Authorized Signatory Date: February 10, 1997 MAYFIELD VIII MANAGEMENT, L.L.C., a Delaware Limited Liability Company By: /s/ George A. Pavlov --------------------------------------- Authorized Signatory Date: February 10, 1997 MAYFIELD SOFTWARE PARTNERS, a California Partnership By: Mayfield VI Investment Partners, a California Limited Partnership, Its General Partner By: Mayfield VI Management Partners, a California Limited Partnership, Its General Partner By: /s/ George A. Pavlov --------------------------------------- Authorized Signatory 9 Date: February 10, 1997 MAYFIELD SOFTWARE TECHNOLOGY PARTNERS, a California Partnership By: Mayfield VI Investment Partners, a California Limited Partnership, Its General Partner By: Mayfield VI Management Partners, a California Limited Partnership, Its General Partner By: /s/ George A. Pavlov ------------------------------------- Authorized Signatory Date: February 10, 1997 MAYFIELD MEDICAL PARTNERS, a California Partnership By: Mayfield VI Investment Partners, a California Limited Partnership, Its General Partner By: Mayfield VI Management Partners, a California limited partnership, Its General Partner By: /s/ George A. Pavlov --------------------------------------- Authorized Signatory 10 Date: February 10, 1997 MAYFIELD MEDICAL PARTNERS 1992, a California Partnership By: Mayfield VII, a California Limited Partnership, Its General Partner By: Mayfield VII Management Partners, a California limited partnership, Its General Partner By: /s/ George A. Pavlov --------------------------------------- Authorized Signatory Date: February 10, 1997 MAYFIELD ASSOCIATES FUND, a California Limited Partnership By: /s/ George A. Pavlov --------------------------------------- Authorized Signatory Date: February 10, 1997 MAYFIELD ASSOCIATES FUND II, a California Limited Partnership By: /s/ George A. Pavlov --------------------------------------- Authorized Signatory 11 Date: February 10, 1997 /s/ Yogen K. Dalal --------------------------------------- YOGEN K. DALAL Date: February 10, 1997 /s/ Kevin A. Fong --------------------------------------- KEVIN A. FONG Date: February 10, 1997 /s/ A. Grant Heidrich, III --------------------------------------- A. GRANT HEIDRICH III Date: February 10, 1997 /s/ Russell C. Hirsch --------------------------------------- RUSSELL C. HIRSCH Date: February 10, 1997 /s/ Wende S. Hutton --------------------------------------- WENDE S. HUTTON Date: February 10, 1997 /s/ Michael J. Levinthal --------------------------------------- MICHAEL J. LEVINTHAL Date: February 10, 1997 /s/ F. Gibson Myers, Jr. --------------------------------------- F. GIBSON MYERS, JR. Date: February 10, 1997 /s/ William D. Unger --------------------------------------- WILLIAM D. UNGER Date: February 10, 1997 /s/ Wendell G. Van Auken, III --------------------------------------- WENDELL G. VAN AUKEN III 12 EXHIBIT A TO EXHIBIT A OF 13G
- ----------------------------------------------------------------------------------------------------- COLUMN I COLUMN II PERSONS/ENTITIES ON WHOSE BEHALF PUBLICLY TRADED COMPANY DESIGNATED FILER THE DESIGNATED FILER MAY ACT - ----------------------------------------------------------------------------------------------------- ADVENT SOFTWARE, INC. MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS, MAYFIELD ASSOCIATES FUND II, YKD, FGM, KAF, WDU, WVA, MJL, AGH - ----------------------------------------------------------------------------------------------------- BROADVISION, INC. MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS, MAYFIELD ASSOCIATES FUND II, YKD, KAF, MJL - ----------------------------------------------------------------------------------------------------- DIGITAL GENERATION SYSTEMS, MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS, INC. MAYFIELD ASSOCIATES FUND II, YKD, KAF, WDU, WVA, MJL, AGH - ----------------------------------------------------------------------------------------------------- DIGITAL SYSTEMS MAYFIELD VI MAYFIELD VI MANAGEMENT PARTNERS, INTERNATIONAL, INC. INVESTMENT MAYFIELD VII, PARTNERS MAYFIELD ASSOCIATES FUND, MAYFIELD ASSOCIATES FUND II - ----------------------------------------------------------------------------------------------------- GYNECARE, INC. MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS, MAYFIELD ASSOCIATES FUND II, YKD, FGM, KAF, WDU, MJL, AGH, WSH - ----------------------------------------------------------------------------------------------------- HEARTSTREAM, INC. MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS, MAYFIELD ASSOCIATES FUND II, YKD, FGM, KAF, WDU, WVA, MJL, AGH, WSH - ----------------------------------------------------------------------------------------------------- INCONTROL, INC. MAYFIELD VI MAYFIELD VI MANAGEMENT PARTNERS, INVESTMENT MAYFIELD MEDICAL PARTNERS, PARTNERS YKD, FGM, KAF, WDU, WVA, MJL, AGH - ----------------------------------------------------------------------------------------------------- MILLENNIUM MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS, PHARMACEUTICALS, INC. MAYFIELD ASSOCIATES FUND II, MAYFIELD MEDICAL PARTNERS 1992, YKD, FGM, KAF, WDU, WVA, MJL, AGH - -----------------------------------------------------------------------------------------------------
13 - ----------------------------------------------------------------------------------------------------- PRISM SOLUTIONS, INC. MAYFIELD VI MAYFIELD VI MANAGEMENT PARTNERS, INVESTMENT MAYFIELD ASSOCIATES FUND, PARTNERS MAYFIELD SOFTWARE TECHNOLOGY PARTNERS, YKD, FGM, KAF, WDU, WVA, MJL - ----------------------------------------------------------------------------------------------------- SPECTRALINK CORPORATION MAYFIELD VI MAYFIELD VI MANAGEMENT PARTNERS, INVESTMENT MAYFIELD ASSOCIATES FUND, PARTNERS YKD - ----------------------------------------------------------------------------------------------------- ADEPT TECHNOLOGY, INC. MAYFIELD V MAYFIELD IV, AGH,WVA,WDU - ----------------------------------------------------------------------------------------------------- ARBOR SOFTWARE, INC. MAYFIELD VI MAYFIELD ASSOCIATES FUND, INVESTMENT FGM, KAF, WDU PARTNERS - ----------------------------------------------------------------------------------------------------- CELERITEK MAYFIELD V MAYFIELD V - ----------------------------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. MAYFIELD VI MAYFIELD ASSOCIATES FUND, INVESTMENT FGM, KAF, WVA, WDU PARTNERS - ----------------------------------------------------------------------------------------------------- DATALOGIX CORPORATION MAYFIELD VI MAYFIELD ASSOCIATES FUND, INVESTMENT KAF, WDU PARTNERS - ----------------------------------------------------------------------------------------------------- INSITE VISION, INC. MAYFIELD V WDU - ----------------------------------------------------------------------------------------------------- PHARMACYCLICS, INC. MAYFIELD VII MAYFIELD ASSOCIATES FUND II - ----------------------------------------------------------------------------------------------------- PURE SOFTWARE, INC. MAYFIELD VI MAYFIELD SOFTWARE PARTNERS, INVESTMENT MAYFIELD ASSOCIATES FUND, PARTNERS MAYFIELD ASSOCIATES FUND II, AGH - ----------------------------------------------------------------------------------------------------- SANDISK CORPORATION MAYFIELD VI MAYFIELD ASSOCIATES FUND, INVESTMENT FGM, KAF, WDU PARTNERS - ----------------------------------------------------------------------------------------------------- THE VANTIVE CORPORATION MAYFIELD VI MAYFIELD ASSOCIATES FUND INVESTMENT FGM, KAF, WVA, WDU PARTNERS - ----------------------------------------------------------------------------------------------------- VISIONEER, INC. MAYFIELD VII MAYFIELD ASSOCIATES FUND II, MAYFIELD SOFTWARE PARTNERS, YKD, FGM, KAF, WVA, WDU - -----------------------------------------------------------------------------------------------------
14 - ----------------------------------------------------------------------------------------------------- VIVUS, INC. MAYFIELD VI MAYFIELD VII, INVESTMENT MAYFIELD ASSOCIATES FUND, PARTNERS MAYFIELD ASSOCIATES FUND II, YKD, FGM, KAF, WDU, WVA, MJL, AGH - -----------------------------------------------------------------------------------------------------
YKD= Yogen K. Dalal FGM= F. Gibson Myers, Jr. KAF= Kevin A. Fong WDU= William D. Unger WVA= Wendell G. Van Auken III MJL= Michael J. Levinthal AGH= A. Grant Heidrich III WSH= Wende S. Hutton
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